Trainee Paraplanner (Oxford)

Wealth Management
Salary negotiable
Contract Type:
Full time

Typical work activities
To analyse fact-finding data and understand if there is sufficient information on which to base a suitability report

Understanding the required content of a suitability report and conducting own research into any missing information before compiling it

Analytics and back office systems such as Intelliflo

Analysing statistics

Working with IFAs on what recommendations would best suit the client in line with their objectives and circumstances

Liaising with compliance on pre-sale checks, maintaining logs, use of risk warnings etc

Working with the admin team on obtaining all the policy information, initial questionnaire responses for switches, logging of client data onto DORS and DDMS, and completion of the client file

Doing project work including in depth research and analysis and recommendations on matters such as platform reviews, tax-planning products and providers based on established criteria

Due Diligence work on providers of certain products e.g. VCT and EIS

Dealing with clients’ technical queries and providing generic guidance in the absence of IFA

Attending relevant CPD events for role and keeping a log of all CPD activity completed

Maintaining regulatory and compliance knowledge by completion of mandatory Eukleia training, understanding of compliance manual and employee handbook

Completion of suitability reports in a timely fashion and meeting any targets agreed with the director